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CONSTELLATION BRANDS, INC. — Director's Dealing 2012
Aug 7, 2012
30189_dirs_2012-08-07_8bfd492a-f0b9-471f-b389-0e9473a9dae3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2012-08-03
Reporting Person: Wright John A (EVP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-03 | Class A Common Stock | C | 50000.0000 | — | Acquired | 173618.0000 | Direct |
| 2012-08-03 | Class A Common Stock | S | 50000.0000 | $29.6512 | Disposed | 123618.0000 | Direct |
| 2012-08-06 | Class A Common Stock | C | 20000.0000 | — | Acquired | 143618.0000 | Direct |
| 2012-08-06 | Class A Common Stock | S | 20000.0000 | $29.9020 | Disposed | 123618.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-03 | Class 1 (convertible) Common Stock | $ | M | 50000.0000 | Acquired | Class A Common Stock (50000.0000) | Direct | |
| 2012-08-03 | Class 1 (convertible) Common Stock | $ | C | 50000.0000 | Disposed | Class A Common Stock (50000.0000) | Direct | |
| 2012-08-03 | Non-Qualified Stock Option (right to buy) | $11.8500 | M | 50000.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (50000.0000) | Direct |
| 2012-08-06 | Class 1 (convertible) Common Stock | $ | M | 20000.0000 | Acquired | Class A Common Stock (20000.0000) | Direct | |
| 2012-08-06 | Class 1 (convertible) Common Stock | $ | C | 20000.0000 | Disposed | Class A Common Stock (20000.0000) | Direct | |
| 2012-08-06 | Non-Qualified Stock Option (right to buy) | $11.8500 | M | 20000.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (20000.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Includes shares of Class A Common Stock acquired in July 2012 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.5000 to $29.7750, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.9000 to $29.9100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F6: This option becomes exercisable at the rate of 25% per year beginning on the date specified.