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CONSTELLATION BRANDS, INC. — Director's Dealing 2011
May 9, 2011
30189_dirs_2011-05-09_04b15a6e-c232-4225-aba7-7b591f7d611c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2011-05-05
Reporting Person: HETTERICH F PAUL (Executive VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-05 | Class A Common Stock | C | 49843.0000 | — | Acquired | 124208.0000 | Direct |
| 2011-05-05 | Class A Common Stock | M | 35700.0000 | $16.6300 | Acquired | 159908.0000 | Direct |
| 2011-05-05 | Class A Common Stock | S | 35700.0000 | $22.5290 | Disposed | 124208.0000 | Direct |
| 2011-05-05 | Class A Common Stock | S | 49843.0000 | $22.5290 | Disposed | 74365.0000 | Direct |
| 2011-05-06 | Class A Common Stock | M | 10900.0000 | $16.6300 | Acquired | 85265.0000 | Direct |
| 2011-05-06 | Class A Common Stock | S | 10900.0000 | $22.6050 | Disposed | 74365.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-05 | Class 1 (convertible) Common Stock | $ | M | 49843.0000 | Acquired | Class A Common Stock (49843.0000) | Direct | |
| 2011-05-05 | Class 1 (convertible) Common Stock | $ | C | 49843.0000 | Disposed | Class A Common Stock (49843.0000) | Direct | |
| 2011-05-05 | Non-Qualified Stock Option (right to buy) | $11.8500 | M | 49843.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (49843.0000) | Direct |
| 2011-05-05 | Non-Qualified Stock Option (right to buy) | $16.6300 | M | 35700.0000 | Disposed | 2014-04-06 | Class A Common Stock (35700.0000) | Direct |
| 2011-05-06 | Non-Qualified Stock Option (right to buy) | $16.6300 | M | 10900.0000 | Disposed | 2014-04-06 | Class A Common Stock (10900.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.500 to $22.610, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.590 to $22.610, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F5: This option becomes exercisable at the rate of 25% per year beginning on the date specified.
F6: 100% of this option has become exercisable.