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CONSTELLATION BRANDS, INC. — Director's Dealing 2011
May 17, 2011
30189_dirs_2011-05-16_22045e79-242b-4cb1-9ed1-4dbdf3dd6a14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2011-05-12
Reporting Person: WILSON W KEITH (Exec VP & Chief HR/Admin Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-12 | Class A Common Stock | C | 5016.0000 | — | Acquired | 63769.0000 | Direct |
| 2011-05-12 | Class A Common Stock | S | 18680.0000 | $23.0000 | Disposed | 45089.0000 | Direct |
| 2011-05-13 | Class A Common Stock | C | 175940.0000 | — | Acquired | 221029.0000 | Direct |
| 2011-05-13 | Class A Common Stock | M | 45600.0000 | $16.6300 | Acquired | 266629.0000 | Direct |
| 2011-05-13 | Class A Common Stock | M | 18360.0000 | $15.2500 | Acquired | 284989.0000 | Direct |
| 2011-05-13 | Class A Common Stock | S | 239900.0000 | $23.0450 | Disposed | 45089.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-12 | Class 1 (convertible) Common Stock | $ | M | 5016.0000 | Acquired | Class A Common Stock (5016.0000) | Direct | |
| 2011-05-12 | Class 1 (convertible) Common Stock | $ | C | 5016.0000 | Disposed | Class A Common Stock (5016.0000) | Direct | |
| 2011-05-12 | Non-Qualified Stock Option (right to buy) | $11.8500 | M | 5016.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (5016.0000) | Direct |
| 2011-05-13 | Class 1 (convertible) Common Stock | $ | M | 98405.0000 | Acquired | Class A Common Stock (98405.0000) | Direct | |
| 2011-05-13 | Class 1 (convertible) Common Stock | $ | M | 49677.0000 | Acquired | Class A Common Stock (49677.0000) | Direct | |
| 2011-05-13 | Class 1 (convertible) Common Stock | $ | M | 27858.0000 | Acquired | Class A Common Stock (27858.0000) | Direct | |
| 2011-05-13 | Class 1 (convertible) Common Stock | $ | C | 175940.0000 | Disposed | Class A Common Stock (175940.0000) | Direct | |
| 2011-05-13 | Incentive Stock Option | $15.2500 | M | 18360.0000 | Disposed | 2013-06-26 | Class A Common Stock (18360.0000) | Direct |
| 2011-05-13 | Non-Qualified Stock Option (right to buy) | $19.1200 | M | 98405.0000 | Disposed | 2018-04-01 | Class 1 Common Stock (98405.0000) | Direct |
| 2011-05-13 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 27858.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (27858.0000) | Direct |
| 2011-05-13 | Non-Qualified Stock Option (right to buy) | $11.8500 | M | 49677.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (49677.0000) | Direct |
| 2011-05-13 | Non-Qualified Stock Option (right to buy) | $16.6300 | M | 45600.0000 | Disposed | 2014-04-06 | Class A Common Stock (45600.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.0000 to $23.1750, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F4: This option becomes exercisable at the rate of 25% per year beginning on the date specified.
F5: 100% of this option has become exercisable.