AI assistant
CONSTELLATION BRANDS, INC. — Director's Dealing 2009
Sep 18, 2009
30189_dirs_2009-09-18_7cf65559-f6e8-464e-8ab1-011dbd8220d6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ/STZ.B)
CIK: 0000016918
Period of Report: 2009-09-16
Reporting Person: SANDS RICHARD (Director, Chairman of Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-16 | Class A Common Stock | M | 8600 | $7.1641 | Acquired | 2580842 | Direct |
| 2009-09-17 | Class A Common Stock | M | 200 | $7.1641 | Acquired | 2581042 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-16 | Non-Qualified Stock Options (right to buy) | $7.1641 | M | 8600 | Disposed | 2009-09-20 | Class A Common Stock (8600) | Direct |
| 2009-09-17 | Non-Qualified Stock Options (right to buy) | $7.1641 | M | 200 | Disposed | 2009-09-20 | Class A Common Stock (200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 15720 | Indirect |
| Class A Common Stock | 6700 | Indirect |
| Class A Common Stock | 6700 | Indirect |
| Class A Common Stock | 471608 | Indirect |
| Class A Common Stock | 768 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F2: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F3: Held by CWC Partnership I, a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest.
F4: Held by M, L, R & R ("MLR&R"), a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R.
F5: 100% of this option has become exercisable.