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Consolidated Water Co. Ltd. — Director's Dealing 2013
Mar 20, 2013
32733_dirs_2013-03-20_80da342c-2273-406b-b6c8-937a9dfce5a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOLIDATED WATER CO LTD (CWCO)
CIK: 0000928340
Period of Report: 2013-03-18
Reporting Person: Sasnett David (Director, EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-18 | COMMON STOCK | M | 5220 | $7.90 | Acquired | 9942 | Direct |
| 2013-03-18 | COMMON STOCK | S | 5220 | $9.0913 | Disposed | 4722 | Direct |
| 2013-03-19 | COMMON STOCK | M | 2163 | $7.90 | Acquired | 6885 | Direct |
| 2013-03-19 | COMMON STOCK | S | 2163 | $9.0566 | Disposed | 4722 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-18 | OPTION (RIGHT TO BUY) | $7.90 | M | 5220 | Disposed | 2015-03-19 | COMMON STOCK (22149) | Direct |
| 2013-03-19 | OPTION (RIGHT TO BUY) | $7.90 | M | 2163 | Disposed | 2015-03-19 | COMMON STOCK (16929) | Direct |
Footnotes
F1: The option vested as to 7,383 shares on each of March 19, 2010, March 19, 2011 and March 19, 2012. If not previously exercised, the option expires as to 7,383 shares on each of March 19, 2013, March 19, 2014 and March 19, 2015. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.
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