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CONOCOPHILLIPS — Director's Dealing 2023
Feb 22, 2023
29844_dirs_2023-02-22_38af3c01-9279-4587-86b8-e966c5e2ae3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2023-02-19
Reporting Person: Bullock William L. Jr. (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-19 | Common Stock | M | 14586 | — | Acquired | 28579 | Direct |
| 2023-02-19 | Common Stock | F | 5398 | $104.92 | Disposed | 23181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-19 | Stock Units | $ | M | 14586 | Disposed | 2023-02-19 | Common Stock (14586) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5097.943 | Indirect |
| Common Stock | 133 | Indirect |
| Common Stock | 133 | Indirect |
Footnotes
F1: Each stock unit was the economic equivalent of one share of common stock and settled in shares.
F2: The amount includes units acquired as dividend equivalents pursuant to the award agreement.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
F4: The reporting person holds a Power of Attorney for the trustee of the William L. Bullock Family Trust. The reporting person is among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the ConocoPhillips common stock held by the trust except to the extent of his pecuniary interest therein.
F5: The reporting person is the guardian of his mother's estate and is among the beneficiaries of the estate. The reporting person disclaims beneficial ownership of his mother's shares to the extent he does not have a pecuniary interest in such shares.
F6: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F7: The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.