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CONOCOPHILLIPS Director's Dealing 2021

Feb 17, 2021

29844_dirs_2021-02-17_645da346-6f87-4c7a-a664-6ba1a02a5e8d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2021-02-13

Reporting Person: Bullock William L. Jr. (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-13 Common Stock M 11336.1765 Acquired 28694.1765 Direct
2021-02-13 Common Stock D 8409.1765 $46.585 Disposed 20285 Direct
2021-02-13 Common Stock F 2927 $46.585 Disposed 17358 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-13 Stock Units $ M 11336.1765 Disposed Common Stock (11336.1765) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4716.083 Indirect
Common Stock 133 Indirect
Common Stock 133 Indirect

Footnotes

F1: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.

F3: The reporting person holds a Power of Attorney for the trustee of the William L. Bullock Family Trust. The reporting person is among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the ConocoPhillips common stock held by the trust except to the extent of his pecuniary interest therein.

F4: The reporting person is the guardian of his mother's estate and is among the beneficiaries of the estate. The reporting person disclaims beneficial ownership of his mother's shares to the extent he does not have a pecuniary interest in such shares.

F5: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F6: The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.

F7: The stock units do not have an expiration date.