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CONOCOPHILLIPS — Director's Dealing 2021
Feb 17, 2021
29844_dirs_2021-02-17_2ead8cad-9474-4ce4-891f-295e70cf20f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2021-02-13
Reporting Person: Brooks Catherine A. (VP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-13 | Common Stock | M | 4107 | — | Acquired | 7493 | Direct |
| 2021-02-13 | Common Stock | F | 904 | $46.585 | Disposed | 6589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-13 | Stock Units | $ | M | 4107 | Acquired | Common Stock (4107) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2.39 | Indirect |
| Common Stock | 130 | Indirect |
Footnotes
F1: Each stock unit was the economic equivalent of one share of common stock and settled in shares.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
F3: The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
F4: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F5: The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.
F6: The stock units do not have an expiration date.