CONOCOPHILLIPS — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2021-02-20

Reporting Person: Rose Kelly Brunetti (SVP & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-20	Common Stock	M	33925	—	Acquired	33925	Direct
2021-02-20	Common Stock	D	21082	$48.0375	Disposed	12843	Direct
2021-02-20	Common Stock	F	12843	$48.0375	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-20	Stock Units	$	M	33925	Acquired		Common Stock (33925)	Direct

Footnotes

F1: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F4: The stock units do not have an expiration date.