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CONOCOPHILLIPS — Director's Dealing 2021
Dec 2, 2021
29844_dirs_2021-12-02_0fc8c395-dcdd-4470-96c3-afd670bd3663.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2021-11-30
Reporting Person: Lance Ryan Michael (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Common Stock | M | 4127 | — | Acquired | 48649 | Direct |
| 2021-11-30 | Common Stock | F | 4127 | $71.125 | Disposed | 44522 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Stock Units | $ | M | 4127 | Disposed | Common Stock (4127) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50661 | Indirect |
| Common Stock | 17052.47 | Indirect |
Footnotes
F1: Each stock unit was the economic equivalent of one share of common stock.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
F3: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F4: Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
F5: The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
F6: The stock units do not have an expiration date.
F7: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.