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CONOCOPHILLIPS — Director's Dealing 2020
Aug 4, 2020
29844_dirs_2020-08-04_a5abddf7-0cdc-49bd-a42f-420155cd8a1f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2020-08-01
Reporting Person: Olds Nicholas G (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1111.02 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (31.133) | Direct | ||
| Stock Options (Right to Buy) | $58.0775 | 2023-02-05 | Common Stock (18400) | Direct | |
| Stock Options (Right to Buy) | $65.463 | 2024-02-18 | Common Stock (19200) | Direct | |
| Stock Options (Right to Buy) | $69.245 | 2025-02-17 | Common Stock (21900) | Direct | |
| Stock Options (Right to Buy) | $33.125 | 2026-02-16 | Common Stock (29600) | Direct | |
| Stock Options (Right to Buy) | $49.755 | 2027-02-14 | Common Stock (24300) | Direct | |
| Stock Units | $ | Common Stock (3922.1065) | Direct | ||
| Stock Units | $ | Common Stock (3866.7207) | Direct | ||
| Stock Units | $ | Common Stock (4594.1351) | Direct |
Footnotes
F1: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to rule 16b-3(c).
F3: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 bases.
F4: Vested in three equal annual installments beginning February 5, 2014.
F5: Vested in three equal annual installments beginning February 18, 2015.
F6: Vested in three equal annual installments beginning February 17, 2016.
F7: Vested in three equal annual installments beginning February 16, 2017.
F8: Vested in three equal annual installments beginning February 14, 2018.
F9: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.
F10: The stock units do not have an expiration date.
F11: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F12: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.