CONOCOPHILLIPS — Director's Dealing 2020

Dec 31, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2020-12-29

Reporting Person: Brooks Catherine A. (VP & Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-29	Common Stock	M	128	—	Acquired	3514	Direct
2020-12-29	Common Stock	F	128	$39.355	Disposed	3386	Direct
2020-12-29	Common Stock	M	91	—	Acquired	3477	Direct
2020-12-29	Common Stock	F	91	$39.355	Disposed	3386	Direct
2020-12-29	Common Stock	M	125	—	Acquired	3511	Direct
2020-12-29	Common Stock	F	125	$39.355	Disposed	3386	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-29	Stock Units	$	M	128	Disposed		Common Stock (128)	Direct
2020-12-29	Stock Units	$	M	91	Disposed		Commons Stock (91)	Direct
2020-12-29	Stock Units	$	M	125	Disposed		Common Stock (125)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2.39	Indirect
Common Stock	130	Indirect

Footnotes

F1: Each stock unit was the economic equivalent of one share of common stock.

F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.

F3: The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.

F4: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5: Reflects partial lapsing of restrictions on RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F6: The stock units grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control.

F7: The stock units do not have an expiration date.

F8: The stock units grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control.

F9: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

F10: The stock units grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control.