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CONOCOPHILLIPS — Director's Dealing 2018
Aug 24, 2018
29844_dirs_2018-08-24_aa0d4c8f-a3db-4dbb-954e-721b997adbfe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2018-08-22
Reporting Person: KELLY JANET LANGFORD (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-22 | Common Stock | M | 50000 | $34.67 | Acquired | 561738.7546 | Indirect |
| 2018-08-22 | Common Stock | S | 50000 | $72.3727 | Disposed | 511738.7546 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-22 | Stock Options (Right to Buy) | $34.67 | M | 50000 | Disposed | 2019-02-12 | Common Stock (50000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 41211 | Direct |
| Common Stock | 6182.635 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.3100 to $72.4500, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F4: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
F5: The stock options became exercisable in three equal annual installments and were fully exercisable on 02/12/2012.