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CONOCOPHILLIPS — Director's Dealing 2017
Feb 13, 2017
29844_dirs_2017-02-13_a90d7149-d61d-4558-8904-ce32adbbea2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2017-02-09
Reporting Person: KELLY JANET LANGFORD (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-09 | Common Stock | M | 27477 | $49.905 | Acquired | 27607 | Direct |
| 2017-02-09 | Common Stock | F | 7956 | $49.905 | Disposed | 19651 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-09 | Stock Units | $ | M | 27477 | Disposed | Common Stock (27477) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 511739 | Indirect |
| Common Stock | 5989.555 | Indirect |
Footnotes
F1: Ms. Carrig disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F4: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 9, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 9, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
F5: The stock units do not have an expiration date.