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CONOCOPHILLIPS — Director's Dealing 2016
Sep 2, 2016
29844_dirs_2016-09-02_3b3dd003-ea2c-47b1-8d91-2a027638d608.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2015-05-04
Reporting Person: FARACI JOHN V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-04 | Common Stock | P | 808 | $66.97 | Acquired | 808 | Direct |
| 2015-07-24 | Common Stock | P | 415 | $52.92 | Acquired | 1223 | Direct |
| 2015-09-14 | Common Stock | P | 156 | $46.82 | Acquired | 1391.35 | Direct |
| 2015-10-30 | Common Stock | P | 165 | $52.65 | Acquired | 1556.35 | Direct |
| 2015-12-09 | Common Stock | P | 357 | $48.53 | Acquired | 1932.34 | Direct |
| 2015-12-29 | Common Stock | S | 1745 | $47.48 | Disposed | 187.34 | Direct |
| 2016-01-29 | Common Stock | P | 1978 | $38.23 | Acquired | 2165.34 | Direct |
| 2016-02-04 | Common Stock | S | 127 | $35.40 | Disposed | 2038.34 | Direct |
| 2016-02-05 | Common Stock | S | 2038 | $33.02 | Disposed | 0.34 | Direct |
| 2016-02-22 | Common Stock | S | 0.34 | $33.74 | Disposed | 0 | Direct |
Footnotes
F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.
F2: Includes 12.35 shares acquired pursuant to dividend reinvestment in a transaction exempt from Section 16 under Rule 16a-11.
F3: Includes 18.99 shares acquired pursuant to dividend reinvestment in a transaction exempt from Section 16 under Rule 16a-11.