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CONOCOPHILLIPS — Director's Dealing 2015
May 12, 2015
29844_dirs_2015-05-12_0b83b6c4-60c7-4ac3-90dd-c6b31f82d4e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2013-10-06
Reporting Person: Hirshberg Al J. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-06 | Common Stock | M | 64195 | — | Acquired | 64195 | Direct |
| 2013-10-06 | Common Stock | F | 26930 | $70.51 | Disposed | 37265 | Direct |
| 2015-05-08 | Common Stock | M | 4687 | — | Acquired | 41952 | Direct |
| 2015-05-08 | Common Stock | F | 1967 | $66.865 | Disposed | 39985 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-06 | Stock Units | $ | M | 64195 | Disposed | Common Stock (64195) | Direct | |
| 2015-05-08 | Stock Units | $ | M | 4687 | Disposed | Common Stock (4687) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Indirect |
| Common Stock | 5000 | Indirect |
| Common Stock | 1312.497 | Indirect |
Footnotes
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3: The stock units lapse on the third anniversary of the grant date.
F4: The stock units will be forfeited if the reporting person terminates for any reason except layoff, death or disability prior to the third anniversary of the grant date. The stock units will convert to common stock on the earliest of the reporting person's death, the third anniversary of the grant date, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may also defer conversion of stock units until a later date.
F5: The stock units do not have an expiration date.