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CONOCOPHILLIPS — Director's Dealing 2012
May 8, 2012
29844_dirs_2012-05-08_afdd9741-82bd-4b3f-8f64-423caa0bb97f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2012-04-30
Reporting Person: Wallette Don E Jr. (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13655 | Direct |
| Common Stock | 12838.149 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (69160) | Direct | ||
| Phantom Stock | $ | Common Stock (711.448) | Direct | ||
| Stock Option (Right to Buy) | $23.5500 | 2012-10-22 | Common Stock (12738) | Direct | |
| Stock Option (Right to Buy) | $23.5500 | 2012-10-22 | Common Stock (4662) | Direct | |
| Stock Option (Right to Buy) | $24.3700 | 2013-02-10 | Common Stock (8400) | Direct | |
| Stock Option (Right to Buy) | $47.8300 | 2015-02-04 | Common Stock (11200) | Direct | |
| Stock Option (Right to Buy) | $59.0750 | 2016-02-10 | Common Stock (7500) | Direct | |
| Stock Option (Right to Buy) | $66.3700 | 2017-02-08 | Common Stock (13400) | Direct | |
| Stock Option (Right to Buy) | $79.3800 | 2018-02-14 | Common Stock (13200) | Direct | |
| Stock Option (Right to Buy) | $45.4700 | 2019-02-12 | Common Stock (27700) | Direct | |
| Stock Option (Right to Buy) | $48.3850 | 2020-02-12 | Common Stock (28100) | Direct | |
| Stock Option (Right to Buy) | $70.1250 | 2021-02-10 | Common Stock (28300) | Direct | |
| Stock Option (Right to Buy) | $71.8700 | 2022-02-09 | Common Stock (32900) | Direct |
Footnotes
F1: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.
F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F3: The stock units do not have an expiration date.
F4: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).
F5: Vested in three equal annual installments beginning October 22, 2003.
F6: Vested in three equal annual installments beginning February 10, 2004.
F7: Vested in three equal annual installments beginning February 4, 2006.
F8: Vested in three equal annual installments beginning February 10, 2007.
F9: Vested in three equal annual installments beginning February 8, 2008.
F10: Vested in three equal annual installments beginning February 14, 2009.
F11: Vested in three equal annual installments beginning February 12, 2010.
F12: Vest in three equal annual installments beginning February 12, 2011.
F13: Vest in three equal annual installments beginning February 10, 2012.
F14: Vest in three equal annual installments beginning February 9, 2013.