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CONOCOPHILLIPS — Director's Dealing 2010
Jan 21, 2010
29844_dirs_2010-01-21_5efce0b4-5372-465e-8efa-bdb33dfacb09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONOCOPHILLIPS (COP)
CIK: 0001163165
Period of Report: 2009-12-30
Reporting Person: MULVA JAMES J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-30 | Common Stock | G | 79612 | $0.00 | Disposed | 437572 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-19 | Phantom Stock | $ | A | 1263.435 | Acquired | Common Stock (1263.435) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 141353 | Indirect |
| Common Stock | 2288 | Indirect |
| Common Stock | 104094.6120 | Indirect |
Footnotes
F1: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.
F2: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.
F3: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11.