ConnectOne Bancorp, Inc. — Director's Dealing 2025

Mar 21, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2025-03-19

Reporting Person: Sorrentino Frank III (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-03-19	Common Stock	A	20888	—	Acquired	601416	Direct
2025-03-19	Common Stock	F	12533	$24.01	Disposed	588883	Direct
2025-03-20	Common Stock	F	9882	$23.59	Disposed	579001	Direct
2025-03-20	Common Stock	A	31374	—	Acquired	610375	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	416	Indirect
Common Stock	263773	Indirect

Footnotes

F1: Shares acquired pursuant to earned performance units granted on March 25, 2022.

F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

F3: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.

F4: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

F5: Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.