AI assistant
ConnectOne Bancorp, Inc. — Director's Dealing 2025
Mar 21, 2025
32054_dirs_2025-03-21_a6b2a38b-23c3-44e4-b564-3186ad7cb862.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2025-03-19
Reporting Person: Criscione Laura (EVP & Chief Compliance Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-19 | Common Stock | A | 2400 | — | Acquired | 101997 | Direct |
| 2025-03-19 | Common Stock | F | 1200 | $24.01 | Disposed | 100797 | Direct |
| 2025-03-20 | Common Stock | F | 832 | $23.59 | Disposed | 99965 | Direct |
| 2025-03-20 | Common Stock | A | 3047 | — | Acquired | 103012 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 780 | Indirect |
Footnotes
F1: Shares acquired pursuant to earned performance units granted on March 25, 2022.
F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.
F4: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.