AI assistant
ConnectOne Bancorp, Inc. — Director's Dealing 2024
Mar 22, 2024
32054_dirs_2024-03-22_34f8893d-f2b5-4483-9460-ffb5c4b633e4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2024-03-20
Reporting Person: Sorrentino Frank III (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-20 | Common Stock | F | 9883 | $19.57 | Disposed | 550574 | Direct |
| 2024-03-22 | Common Stock | A | 24515 | — | Acquired | 575089 | Direct |
| 2024-03-22 | Common Stock | F | 14709 | $19.01 | Disposed | 560380 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 416 | Indirect |
| Common Stock | 263773 | Indirect |
Footnotes
F1: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.
F2: Shares acquired pursuant to earned performance units granted on March 22, 2021.
F3: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line
F4: These shares were previously reported as directly beneficially owned ,but were contributed to a trust for the benefit of the reporting persons spouse, with the spouse of the reporting person as trustee.