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ConnectOne Bancorp, Inc. — Director's Dealing 2024
Mar 26, 2024
32054_dirs_2024-03-26_71843b86-8bed-401f-ad4b-ea7fa72e0480.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2024-03-22
Reporting Person: Burns William S (Senior EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-22 | Common Stock | A | 7724 | — | Acquired | 123604 | Direct |
| 2024-03-23 | Common Stock | F | 1065 | $19.01 | Disposed | 122539 | Direct |
| 2024-03-25 | Common Stock | F | 1064 | $18.98 | Disposed | 121475 | Direct |
Footnotes
F1: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.
F2: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.
F3: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.