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ConnectOne Bancorp, Inc. — Director's Dealing 2024
Mar 26, 2024
32054_dirs_2024-03-26_89d1eb07-1152-408f-b6ea-bb4a8d1ff411.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2024-03-22
Reporting Person: Sorrentino Frank III (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-22 | Common Stock | A | 28761 | — | Acquired | 589141 | Direct |
| 2024-03-23 | Common Stock | F | 4085 | $19.01 | Disposed | 585056 | Direct |
| 2024-03-25 | Common Stock | F | 4528 | $18.98 | Disposed | 580528 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 416 | Indirect |
| Common Stock | 236773 | Indirect |
Footnotes
F1: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.
F2: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.
F3: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.
F4: Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.