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ConnectOne Bancorp, Inc. — Director's Dealing 2023
Feb 1, 2023
32054_dirs_2023-02-01_01f776ac-acda-47e0-a564-63026427717e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2023-01-31
Reporting Person: THOMPSON WILLIAM (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-31 | Common Stock | M | 3000 | $12.52 | Acquired | 95558.0402 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | Stock Option | $12.52 | M | 3000 | Disposed | 2023-03-01 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8476.29 | Indirect |
Footnotes
F1: Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan
F2: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017
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