ConnectOne Bancorp, Inc. — Director's Dealing 2022

Apr 5, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2022-03-21

Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-21	Common Stock	F	4906	$32.53	Disposed	755070	Direct
2022-03-21	Common Stock	F	11490	$32.53	Disposed	743580	Direct
2022-03-23	Common Stock	F	4086	$32.04	Disposed	739494	Direct
2022-03-25	Common Stock	A	24531	—	Acquired	764025	Direct
2022-03-25	Common Stock	F	14719	$32.8	Disposed	749306	Direct
2022-03-25	Common Stock	A	22637	—	Acquired	771943	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	416	Indirect

Footnotes

F1: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.

F2: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.

F3: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.

F4: Shares acquired pursuant to earned performance units granted on March 19, 2019.

F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.

F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.