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ConnectOne Bancorp, Inc. — Director's Dealing 2022
Apr 5, 2022
32054_dirs_2022-04-05_b7e6b80c-5972-4d98-acb2-7e858802c22d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2022-03-21
Reporting Person: Burns William S (Senior EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-21 | Common Stock | F | 1263 | $32.53 | Disposed | 91021 | Direct |
| 2022-03-21 | Common Stock | F | 2995 | $32.53 | Disposed | 88026 | Direct |
| 2022-03-23 | Common Stock | F | 1065 | $32.04 | Disposed | 86961 | Direct |
| 2022-03-25 | Common Stock | A | 7577 | — | Acquired | 94528 | Direct |
| 2022-03-25 | Common Stock | F | 3788 | $32.8 | Disposed | 90750 | Direct |
| 2022-03-25 | Common Stock | A | 6380 | — | Acquired | 97130 | Direct |
Footnotes
F1: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.
F2: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.
F3: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.
F4: Shares acquired pursuant to earned performance units granted on March 19, 2019.
F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.
F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.