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ConnectOne Bancorp, Inc. — Director's Dealing 2022
Apr 5, 2022
32054_dirs_2022-04-05_8c1ad19d-6cf1-43dd-9098-d0f07b12b620.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2022-03-21
Reporting Person: Ewing Christopher J. (EVP & Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-21 | Common Stock | F | 1083 | $32.53 | Disposed | 36128 | Direct |
| 2022-03-21 | Common Stock | F | 2612 | $32.53 | Disposed | 33516 | Direct |
| 2022-03-23 | Common Stock | F | 892 | $32.04 | Disposed | 32624 | Direct |
| 2022-03-25 | Common Stock | A | 6494 | — | Acquired | 39118 | Direct |
| 2022-03-25 | Common Stock | F | 3247 | $32.8 | Disposed | 35871 | Direct |
| 2022-03-25 | Common Stock | A | 5351 | — | Acquired | 41222 | Direct |
Footnotes
F1: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.
F2: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.
F3: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.
F4: Shares acquired pursuant to earned performance units granted on March 19, 2019.
F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.
F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.