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ConnectOne Bancorp, Inc. Director's Dealing 2022

Apr 21, 2022

32054_dirs_2022-04-21_019d8fa4-6abd-4efe-8fa0-2ed661ba8815.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2022-04-20

Reporting Person: Huttle Frank III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-20 Common Stock A 1578 $6.99 Acquired 77001 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-20 Stock Option $6.99 M 1578 Disposed 2022-04-24 Common Stock (1578) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 78724 Indirect
Common Stock 13000 Indirect
Common Stock 6500 Indirect

Footnotes

F1: Held by an LLC in which Mr. Huttle's spouse is a member.

F2: Prior filing incorrectly indicated an earlier expiration date.