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ConnectOne Bancorp, Inc. — Director's Dealing 2020
Mar 31, 2020
32054_dirs_2020-03-31_02fe4b74-2fef-4266-b3fe-01ba817cd224.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-03-15
Reporting Person: Burns William S (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-15 | Common Stock | F | 524 | $15.3 | Disposed | 68870 | Direct |
| 2020-03-19 | Common Stock | F | 1010 | $10.75 | Disposed | 67860 | Direct |
| 2020-03-20 | Common Stock | A | 5024 | — | Acquired | 72884 | Direct |
| 2020-03-20 | Common Stock | F | 2009 | $10.77 | Disposed | 70875 | Direct |
| 2020-03-20 | Common Stock | A | 17967 | — | Acquired | 88842 | Direct |
Footnotes
F1: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018.
F2: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019.
F3: Shares acquired pursuant to earned performance units granted on March 23, 2017.
F4: Reflects tax withholding of shares acquired pursuant to performance units reported above.
F5: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23.