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ConnectOne Bancorp, Inc. — Director's Dealing 2020
Apr 1, 2020
32054_dirs_2020-04-01_061f5712-c4e2-4e2d-95cc-e5afd681e84f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-03-15
Reporting Person: Magennis Elizabeth (EVP & Chief Lending Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-15 | Common Stock | F | 491 | $15.3 | Disposed | 67266 | Direct |
| 2020-03-19 | Common Stock | F | 962 | $10.75 | Disposed | 66304 | Direct |
| 2020-03-20 | Common Stock | A | 4643 | — | Acquired | 70947 | Direct |
| 2020-03-20 | Common Stock | F | 1857 | $10.77 | Disposed | 69090 | Direct |
| 2020-03-20 | Common Stock | A | 17549 | — | Acquired | 86639 | Direct |
Footnotes
F1: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018.
F2: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019.
F3: Shares acquired pursuant to earned performance units granted on March 23, 2017.
F4: Reflects tax withholding of shares acquired pursuant to performance units reported above.
F5: Represents a grant of restricted stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23.