ConnectOne Bancorp, Inc. — Director's Dealing 2020

Apr 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-03-15

Reporting Person: McGrover Michael J. (FSVP & Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-15	Common Stock	F	282	$15.3	Disposed	19418.3888	Direct
2020-03-19	Common Stock	F	514	$10.75	Disposed	18904.3888	Direct
2020-03-20	Common Stock	A	2730	—	Acquired	21634.3888	Direct
2020-03-20	Common Stock	F	1092	$10.77	Disposed	20542.3888	Direct
2020-03-20	Common Stock	A	7678	—	Acquired	28220.3888	Direct

Footnotes

F1: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018.

F2: Includes 165.8468 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

F3: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019.

F4: Shares acquired pursuant to earned performance units granted on March 23, 2017.

F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.

F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23.