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ConnectOne Bancorp, Inc. Director's Dealing 2020

Jun 4, 2020

32054_dirs_2020-06-04_da1e2a94-c78b-4ffe-a739-2332711763dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-06-02

Reporting Person: Huttle Frank III (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-02	Common Stock	A	4379	—	Acquired	73818	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	158724	Indirect
Common Stock	13000	Indirect
Common Stock	6500	Indirect

Footnotes

F1: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Also reflects a transfer of 145,644 shares previously held directly to shares held by his spouse. See footnote 2.

F2: Includes 145,644 shares transferred from Mr. Huttle to his spouse.

F3: Held by an LLC in which Mr. Huttle's spouse is a member.