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ConnectOne Bancorp, Inc. Director's Dealing 2020

Jun 4, 2020

32054_dirs_2020-06-04_01f1bfeb-e6f1-4044-bf82-1d9b45f85f74.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-06-02

Reporting Person: Parisi Joseph Jr. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-02	Common Stock	A	4379	—	Acquired	229324	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6039	Indirect
Common Stock	29369	Indirect

Footnotes

F1: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

F2: Also includes 8,665 shares previously held by Hudson Real Estate Holding LLC, of which Mr. Parisi is managing director, and distributed to Mr. Parisi.

F3: As custodian for son

F4: Shares held in the name of Otterstedt Insurance Agency, of whch Mr. Parisi is part owner