ConnectOne Bancorp, Inc. — Director's Dealing 2020

Dec 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-12-28

Reporting Person: Boswell Stephen T. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-28	Common Stock	G	259239	—	Disposed	41998.409	Direct
2020-12-28	Common Stock	G	233739	—	Acquired	233739	Indirect

Footnotes

F1: Of the shares gifted by the reporting person, 233,739 were gifted to an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) and 25,500 were gifted to an irrevocable trust for the benefit of the reporting person and his descendants (of which an unrelated third person is trustee).

F2: These shares were previously reported as directly beneficially owned but were contributed to an irrevocable trust as set forth in footnote 1.