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ConnectOne Bancorp, Inc. Director's Dealing 2019

Jan 2, 2019

32054_dirs_2019-01-02_211b4ca6-0f4a-4aec-a726-86c0fc1570ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2019-01-02

Reporting Person: Rifkin Daniel E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-02 Common Stock A 179142 Acquired 179142 Direct
2019-01-02 Common Stock A 16856 Acquired 16856 Indirect

Footnotes

F1: Received in exchange for 731,200 shares of Greater Hudson Bank ("GHB") common stock in connection with merger of GHB into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share.

F2: Received in exchange for 68,800 GHB common stock in connection with merger of GHB into CNOB. On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share.