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ConnectOne Bancorp, Inc. — Director's Dealing 2019
Jan 24, 2019
32054_dirs_2019-01-24_4799659c-d2a4-4091-85de-c22f79084386.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2019-01-23
Reporting Person: SCHECHTER HAROLD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-23 | Common Stock | M | 3473 | $7.67 | Acquired | 19879.4394 | Direct |
| 2019-01-23 | Common Stock | M | 3473 | $8.53 | Acquired | 23352.4394 | Direct |
| 2019-01-23 | Common Stock | M | 3473 | $9.11 | Acquired | 26825.4394 | Direct |
| 2019-01-23 | Common Stock | M | 3473 | $9.64 | Acquired | 30298.4394 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-23 | Stock Option | $7.67 | M | 3473 | Disposed | 2019-03-01 | Common Stock (3473) | Direct |
| 2019-01-23 | Stock Option | $8.53 | M | 3473 | Disposed | 2020-03-01 | Common Stock (3473) | Direct |
| 2019-01-23 | Stock Option | $9.11 | M | 3473 | Disposed | 2021-03-01 | Common Stock (3473) | Direct |
| 2019-01-23 | Stock Option | $9.64 | M | 3473 | Disposed | 2022-03-01 | Common Stock (3473) | Direct |
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