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ConnectOne Bancorp, Inc. Director's Dealing 2019

Mar 21, 2019

32054_dirs_2019-03-21_d23a1495-41c1-469a-aa0e-305c1f51a89b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2019-03-19

Reporting Person: Criscione Laura (EVP & Chief Compliance Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-19 Common Stock A 1782 Acquired 70019 Direct
2019-03-19 Common Stock F 891 $20.79 Disposed 69128 Direct
2019-03-19 Common Stock A 3788 Acquired 72916 Direct

Footnotes

F1: Shares acquired pursuant to earned performance units granted on March 31, 2016.

F2: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.