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ConnectOne Bancorp, Inc. Director's Dealing 2019

Mar 21, 2019

32054_dirs_2019-03-21_07869ba8-68b7-4d27-9ef2-f2d3791f2aa9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2019-03-19

Reporting Person: McGrover Michael J. (1st SVP & Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-19	Common Stock	A	1818	—	Acquired	16592.542	Direct
2019-03-19	Common Stock	F	909	$20.79	Disposed	15683.542	Direct
2019-03-19	Common Stock	A	3851	—	Acquired	19534.542	Direct

Footnotes

F1: Shares acquired pursuant to earned performance units granted on March 31, 2016.

F2: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.