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ConnectOne Bancorp, Inc. Director's Dealing 2019

Mar 21, 2019

32054_dirs_2019-03-21_7397f542-1c9f-43bd-9c04-748a15f77e6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2019-03-19

Reporting Person: Ewing Christopher J. (EVP & Chief Operations Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-19	Common Stock	A	2845	—	Acquired	14014	Direct
2019-03-19	Common Stock	F	1422	$20.79	Disposed	12682	Direct
2019-03-19	Common Stock	A	6494	—	Acquired	19176	Direct

Footnotes

F1: Shares acquired pursuant to earned performance units granted on March 31, 2016.

F2: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.