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ConnectOne Bancorp, Inc. Director's Dealing 2019

Mar 20, 2019

32054_dirs_2019-03-20_68d7e45b-89dc-4987-badc-af95c8001ddb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-03-15

Reporting Person: Burns William S (Executive VP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-15	Common Stock	A	3933	—	Acquired	62216	Direct
2019-03-18	Common Stock	F	656	$21.28	Disposed	61560	Direct

Footnotes

F1: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21

F2: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations