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ConnectOne Bancorp, Inc. — Director's Dealing 2019
Oct 9, 2019
32054_dirs_2019-10-09_8eb761fc-0919-43bf-a234-2d81137b2d06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2019-10-09
Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-09 | Common Stock | M | 10000 | $6.99 | Acquired | 690699 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-09 | Stock Option | $6.99 | M | 10000 | Disposed | 2022-01-24 | Common Stock (10000) | Direct |
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