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ConnectOne Bancorp, Inc. — Director's Dealing 2018
Apr 2, 2018
32054_dirs_2018-04-02_ba121f4a-5cc7-45d1-9183-0b038c0b782d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-03-30
Reporting Person: Boswell Stephen T. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-30 | Common Stock | M | 15000 | $4.62 | Acquired | 287024.529 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-30 | Stock Option | $4.62 | M | 15000 | Disposed | 2018-11-26 | Common Stock (15000) | Direct |
Footnotes
F1: Reflects 15,000 shares acquired from the exercise of 15,000 Stock Options at an exercise price of $4.62 per share, together with an additional 682.617 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F2: In connection with the preparation of this filing, the filer identified an inadvertent rounding error in the number of Stock Options reported in the Form 4 filed December 8, 2017, which reported a remaining amount of 14,999. The actual number of remaining Stock Options was 15,000. The filer's ownership has been updated accordingly to reflect the grant of one additional option.