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ConnectOne Bancorp, Inc. — Director's Dealing 2018
Aug 20, 2018
32054_dirs_2018-08-20_3fae78e0-19a3-4e43-8da4-c72f83f855d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-08-16
Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-16 | Common Stock | S | 10918 | $25.0596 | Disposed | 598799 | Direct |
| 2018-08-17 | Common Stock | S | 17810 | $24.9323 | Disposed | 580989 | Direct |
| 2018-08-20 | Common Stock | M | 51935 | $4.62 | Acquired | 632924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-20 | Stock Option | $4.62 | M | 51935 | Disposed | 2018-11-26 | Common Stock (51935) | Direct |
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