ConnectOne Bancorp, Inc. — Director's Dealing 2018

Nov 7, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-11-06

Reporting Person: Kempner Michael W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-06	Common Stock	S	5650	$21.4559	Disposed	374426	Direct
2018-11-07	Common Stock	M	25966	$4.62	Acquired	400392	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-07	Stock Option	$4.62	M	25966	Disposed	2018-11-26	Common Stock (25966)	Direct

Footnotes

F1: The proceeds of the of sale reported herein were utilized in connection with the exercise of the stock options, also reported herein.