ConnectOne Bancorp, Inc. — Director's Dealing 2018

Nov 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-11-07

Reporting Person: Criscione Laura (EVP & Chief Compliance Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-07	Common Stock	S	4700	$21.45	Disposed	57384	Direct
2018-11-09	Common Stock	M	5218	$4.62	Acquired	62602	Direct
2018-11-09	Common Stock	M	3900	$4.62	Acquired	66502	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-09	Stock Option	$4.62	M	5218	Disposed	2019-01-09	Common Stock (5218)	Direct
2018-11-09	Stock Option	$4.62	M	3900	Disposed	2019-02-25	Common Stock (3900)	Direct

Footnotes

F1: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same.

F2: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected an exercise price of $4.61 rather than $4.62.