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ConnectOne Bancorp, Inc. — Director's Dealing 2018
Dec 12, 2018
32054_dirs_2018-12-12_0ccc9266-6159-4b33-91bd-3f515260f9bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-12-12
Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-12 | Common Stock | M | 6937 | $4.62 | Acquired | 639861 | Direct |
| 2018-12-12 | Common Stock | M | 4750 | $4.62 | Acquired | 644611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-12 | Stock Option | $4.62 | M | 6937 | Disposed | 2019-01-09 | Common Stock (6937) | Direct |
| 2018-12-12 | Stock Option | $4.62 | M | 4750 | Disposed | 2019-02-25 | Common Stock (4750) | Direct |
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