ConnectOne Bancorp, Inc. — Director's Dealing 2017

Dec 8, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2017-12-07

Reporting Person: Boswell Stephen T. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-07	Common Stock	M	5437	$6.15	Acquired	268356.612	Direct
2017-12-07	Common Stock	M	8760	$4.62	Acquired	277116.612	Direct
2017-12-07	Common Stock	G	7700	—	Disposed	269416.612	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-07	Stock Option	$6.15	M	5437	Disposed	2018-01-22	Common Stock (5437)	Direct
2017-12-07	Stock Option	$4.62	M	8760	Disposed	2018-11-26	Common Stock (8760)	Direct

Footnotes

F1: Also includes 2,469.802 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

F2: This transaction reflects a charitable gift of 7,700 shares of Common Stock.