ConnectOne Bancorp, Inc. — Director's Dealing 2017

Dec 18, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2017-12-14

Reporting Person: Criscione Laura (EVP & Chief Compliance Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-14	Common Stock	M	6204	$6.15	Acquired	56536	Direct
2017-12-14	Common Stock	M	7800	$6.15	Acquired	64336	Direct
2017-12-14	Common Stock	S	4300	$26.486	Disposed	60036	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-14	Stock Option	$6.15	M	6204	Disposed	2018-01-11	Common Stock (6204)	Direct
2017-12-14	Stock Option	$6.15	M	7800	Disposed	2018-01-21	Common Stock (7800)	Direct

Footnotes

F1: The sale reported on this Form 4 represents the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same.