ConnectOne Bancorp, Inc. — Director's Dealing 2017

Dec 19, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2017-12-14

Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-14	Common Stock	S	5848	$26.4909	Disposed	560562	Direct
2017-12-15	Common Stock	M	10871	$6.15	Acquired	571433	Direct
2017-12-19	Common Stock	M	11721	$6.15	Acquired	583154	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-15	Stock Option	$6.15	M	10871	Disposed	2018-01-22	Common Stock (10871)	Direct
2017-12-19	Stock Option	$6.15	M	11721	Disposed	2018-01-11	Common Stock (11721)	Direct

Footnotes

F1: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to such stock option exercise.