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ConnectOne Bancorp, Inc. Director's Dealing 2016

May 18, 2016

32054_dirs_2016-05-18_b481da3e-cc09-4f61-ae90-ca75905cd59b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2016-05-16

Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-16 Common Stock M 9750 $6.15 Acquired 559886 Direct
2016-05-16 Common Stock S 6095 $16.009 Disposed 553791 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-16 Stock Option $6.15 M 9750 Disposed 2018-01-11 Common Stock (9750) Direct

Footnotes

F1: The proceeds of the sale reported on this Form 4 was used to fund the exercise price of the stock option exercise also reported herein, as well as satisfy Mr. Sorrentino's income tax obligations, also with respect to the stock option exercise.